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Alibaba Group (BABA) Institutional Ownership & Insider Trading History

Top BABA institutional shareholders, filing changes, and Form 4 insider activity with filters for buys, sales, option exercises, gifts, and tax withholding.

Section freshness

Prices as of Sep 29, 9:52 AM EDT · Fundamentals checked Sep 29, 9:52 AM EDT

Ownership read

BABA insider transaction activity: Mixed, buy-heavy.

Primecap Management Company is the largest institutional holder. 5 sales and 3 purchases appear in the recent Form 4 filings. Use the filters below to separate open-market activity from option exercises, gifts, awards, and tax withholding.

Review insider tradesView institutions

Insider flow

BABA

Purchases1.79M
Sales812.77K

Directional bars ignore awards, gifts, conversions, and tax withholding rows.

Top holder

18.61M

Primecap Management Company

Insider transaction activity

Mixed, buy-heavy

$69.85M sold / $25.69M bought

Latest filing

Sep 25, 2026

Most recent holder or insider filing date

Observations shown

89

10 holder / 79 insider

Holder rows
10
Yahoo Finance · Filing dates shown per row
Latest filing
Sep 25, 2026
Most recent holder or insider filing date
Increased / initiated
5
5 decreased · provider-reported changes
Insider rows
79
Finnhub · Filing dates shown per row

Ownership concentration and transaction activity

Top 10 reported holders
3.38% outstanding
Changes with share-count history
Prior-position data unavailable
New / exited positions
0 / 0 explicitly reported
Largest increase with share-count history
Prior share counts unavailable

Reported-holder cohort only; absence from a limited provider list does not establish an exit. Changes are provider-reported and are only comparable quarter over quarter when the position periods match.

Net shares sold: -977,230

Sale-code S shares minus purchase-code P shares in this sample. Includes disclosed plans and unknown plan status; excludes grants, gifts, exercises and withholding. This is activity, not sentiment.

  • Grant: 13
  • Exercise: 58
  • Purchase / sale; plan unknown: 8

Top 10 institutional holders

Alibaba Group (BABA) institutional ownership

Ranked by reported share count, with position changes and separate position and filing dates where ownership data supplies them.

Alibaba Group (BABA) institutional ownership
#Institution% heldSharesChange %Position / filing date
1
Primecap Management Company
0.75%18.61M-0.59%Position as of Jun 30, 2026Filing date unknown
2
UBS Group AG
0.43%10.57M-0.53%Position as of Jun 30, 2026Filing date unknown
3
Dodge & Cox Inc.
0.40%9.96M+0.41%Position as of Jun 30, 2026Filing date unknown
4
HSBC Holdings PLC
0.39%9.63M+5.35%Position as of Jun 30, 2026Filing date unknown
5
Morgan Stanley
0.30%7.42M+20.75%Position as of Jun 30, 2026Filing date unknown
6
Goldman Sachs Group Inc
0.28%6.86M+20.16%Position as of Jun 30, 2026Filing date unknown
7
UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC
0.24%6.07M+9.65%Position as of Jun 30, 2026Filing date unknown
8
Fisher Asset Management, LLC
0.21%5.10M-0.50%Position as of Jun 30, 2026Filing date unknown
9
Bank of America Corporation
0.19%4.82M-7.72%Position as of Jun 30, 2026Filing date unknown
10
Barclays Plc
0.19%4.68M-1.36%Position as of Jun 30, 2026Filing date unknown
Showing 10 of 10 matching institutional rows.

Recent insider transactions

Alibaba Group (BABA) Form 4 filings

Action codes are translated so open-market buys and sales are separate from awards, gifts, conversions, and tax withholding.

Alibaba Group (BABA) Form 4 insider transactions
#Insider% companyActionSharesTransaction date
1
Wu Maggie Wei
<0.01%Award / grantAward, grant, or acquisition under an equity compensation plan.
Transaction context
Classification:
Grant
10b5-1:
Unknown; not supplied by provider
Holdings after:
3,686,160
Position sold:
Not calculable
Filed:
Sep 25, 2026

Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership.

32.00KSep 23, 2026
2
Misra Kabir
<0.01%Award / grantAward, grant, or acquisition under an equity compensation plan.
Transaction context
Classification:
Grant
10b5-1:
Unknown; not supplied by provider
Holdings after:
560,800
Position sold:
Not calculable
Filed:
Sep 25, 2026

Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership.

32.00KSep 23, 2026
3
Martello Wan Ling
<0.01%Award / grantAward, grant, or acquisition under an equity compensation plan.
Transaction context
Classification:
Grant
10b5-1:
Unknown; not supplied by provider
Holdings after:
392,000
Position sold:
Not calculable
Filed:
Sep 25, 2026

Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership.

32.00KSep 23, 2026
4
Shan Weijian
<0.01%Award / grantAward, grant, or acquisition under an equity compensation plan.
Transaction context
Classification:
Grant
10b5-1:
Unknown; not supplied by provider
Holdings after:
176,800
Position sold:
Not calculable
Filed:
Sep 25, 2026

Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership.

32.00KSep 23, 2026
5
Lee Irene Yun-Lien
<0.01%Award / grantAward, grant, or acquisition under an equity compensation plan.
Transaction context
Classification:
Grant
10b5-1:
Unknown; not supplied by provider
Holdings after:
170,600
Position sold:
Not calculable
Filed:
Sep 25, 2026

Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership.

32.00KSep 23, 2026
6
Ng Kong Ping Albert
<0.01%Award / grantAward, grant, or acquisition under an equity compensation plan.
Transaction context
Classification:
Grant
10b5-1:
Unknown; not supplied by provider
Holdings after:
165,600
Position sold:
Not calculable
Filed:
Sep 25, 2026

Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership.

32.00KSep 23, 2026
7
YANG JERRY
<0.01%Award / grantAward, grant, or acquisition under an equity compensation plan.
Transaction context
Classification:
Grant
10b5-1:
Unknown; not supplied by provider
Holdings after:
517,072
Position sold:
Not calculable
Filed:
Sep 25, 2026

Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership.

32.00KSep 23, 2026
8
Wu Yongming
0.02%Option exerciseDerivative exercise or conversion before any separate sale row.
Transaction context
Classification:
Exercise
10b5-1:
Unknown; not supplied by provider
Holdings after:
640,000
Position sold:
Not calculable
Filed:
Sep 14, 2026

Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership.

320.00KSep 10, 2026
9
Wu Yongming
0.02%Option exerciseDerivative exercise or conversion before any separate sale row.
Transaction context
Classification:
Exercise
10b5-1:
Unknown; not supplied by provider
Holdings after:
1,684,418
Position sold:
Not calculable
Filed:
Sep 14, 2026

Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership.

320.00KSep 10, 2026
10
Tsai Joseph C
0.04%PurchaseOpen-market or direct purchase reported on Form 4.
Transaction context
Classification:
Purchase / sale; plan unknown
10b5-1:
Unknown; not supplied by provider
Holdings after:
114,979,168
Position sold:
Not calculable
Filed:
Aug 25, 2026

Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership.

720.00KAug 25, 2026
11
Tsai Joseph C
0.04%PurchaseOpen-market or direct purchase reported on Form 4.
Transaction context
Classification:
Purchase / sale; plan unknown
10b5-1:
Unknown; not supplied by provider
Holdings after:
114,259,168
Position sold:
Not calculable
Filed:
Aug 24, 2026

Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership.

720.00KAug 24, 2026
12
Wu Yongming
0.02%PurchaseOpen-market or direct purchase reported on Form 4.
Transaction context
Classification:
Purchase / sale; plan unknown
10b5-1:
Unknown; not supplied by provider
Holdings after:
1,364,418
Position sold:
Not calculable
Filed:
Aug 24, 2026

Position sold = shares sold ÷ (shares sold + holdings after). Separate accounts or security classes may not represent total beneficial ownership.

350.00KAug 24, 2026
Showing 12 of 79 matching Form 4 rows. Percent of company uses current shares outstanding.

Frequently asked

Common questions.

Who are the largest BABA shareholders?

Primecap Management Company is the largest reported institutional holder of BABA, with 18.61 million shares, or about 0.75% of shares outstanding.

What does the institutional filing activity show for BABA?

Alibaba Group has 10 institutional rows on file: 5 increased or initiated positions and 5 reduced them.

What insider transactions are available for BABA?

TECHi shows 79 dated BABA insider transactions through Sep 23, 2026, with transaction types kept separate so administrative actions are not presented as open-market trades.

Are BABA insiders buying or selling?

The displayed BABA activity reads Mixed, buy-heavy: 5 sales and 3 purchases. Other transaction types remain separate.

Who is the most active reported BABA insider?

EVANS J. MICHAEL has the largest absolute share movement in the displayed BABA filing rows, totaling 2.22 million shares. The action labels provide the transaction context.

All data sources

Search the dated figures used for this view. Each entry identifies its units, reporting period and calculation status.

How to use this page

Use this to check who owns the float and whether insiders are active.

Best for Institutional concentration, insider transaction pattern, and float context.

Weak when Filings are delayed or transactions are administrative rather than economic.

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